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Anti-Money Laundering

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UBS Financial Services Hit With $125M Fine From US Regulators

The biggest lesson from the UBS AML Fine isn't just the $125 million penalty. Find out why several various US regulators took actions against UBS Financial Services and what every compliance team should learn from the case....
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Swiss Bank Lombard Odier fined $3.6M in Uzbekistan Money Laundering Case

Lombard Odier faces a CHF3 million fine after a Swiss court found failures in its controls against aggravated money laundering. This article explains the ruling, the Karimova backstory and practical lessons for compliance teams....
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How Singapore’s MariBank Dismantled a Money Laundering Network

Singapore's money laundering network case shows why KYC does not end at onboarding. Learn how MariBank helped authorities break down this notorious crime network through sharing critical financial crime intelligence information....
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Netherlands Fines Financial Company CCV €2.65M for Monitoring Gaps

The Netherland's regulatory authority, the DNB fined financial services company, the CCV €2.65 million for historical lapses in its customer due diligence and monitoring system. CCV failed to adequately comply with the Wwft rules....
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Australia Forces Gambling Firm Bet365 to Improve AML Program

Australia's Financial Intelligence Unit, AUSTRAC, forces Bet365 into a legally binding AML remediation plan. During investigations, AUSTRAC discovered that the gambling firm had significantly violated the country's AML and CTF Act....
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Top 5 Tranche 2 Compliance Software for 2026

Compare the top Tranche 2 compliance software solutions for 2026 and learn how firms can move beyond ID checks to build AML/CTF workflows for risk, monitoring, reporting, audit-ready evidence, and ongoing client due diligence....
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Alibaba and AUS Merchant Services Pay $600M to U.S. Regulators

On 1st July, Alibaba and AUS Merchant Services entered into a non-prosecution agreement with the U.S. Department of Justice, paying $600 million for failing to stop merchants from selling and importing illicit and controlled items....
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Merrill Lynch Fined $7.5M Over AML Failures

Merrill Lynch was fined US$7.5M by the SEC over AML reporting failures, adding to a wider history of regulatory penalties across SAR filings, trade reporting, derivatives reporting, governance gaps, and investor protection issues....
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Central Bank UAE Fines Foreign Bank $5.4M Over AML Failures

CBUAE fined a foreign bank branch $5.4M over repeated AML, CTF and sanctions failures, signalling tougher UAE enforcement and rising accountability for senior compliance leaders and Money Laundering Reporting Officers in 2026....