{"id":33143,"date":"2026-05-15T15:22:54","date_gmt":"2026-05-15T15:22:54","guid":{"rendered":"https:\/\/www.complycube.com\/?p=33143"},"modified":"2026-05-15T16:16:31","modified_gmt":"2026-05-15T16:16:31","slug":"%e7%91%9e%e9%93%b6%e6%91%a9%e7%ba%b3%e5%93%a5%e5%9b%a0600%e4%b8%87%e6%ac%a1%e5%8f%8d%e6%b4%97%e9%92%b1%e8%bf%9d%e8%a7%84%e8%a1%8c%e4%b8%ba%e7%bd%9a%e6%ac%be","status":"publish","type":"post","link":"https:\/\/www.complycube.com\/zh\/ubs-monaco-fine-6-million-aml-failures\/","title":{"rendered":"\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u56e0\u5c61\u6b21\u8fdd\u53cd\u53cd\u6d17\u94b1\u89c4\u5b9a\u88ab\u7f5a\u6b3e\u9ad8\u8fbe600\u4e07\u6b27\u5143"},"content":{"rendered":"<p>2026\u5e745\u67087\u65e5\uff0c\u6469\u7eb3\u54e5\u91d1\u878d\u5b89\u5168\u5c40\uff08AMSF\uff09\u5bf9\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u5904\u4ee5600\u4e07\u6b27\u5143\uff0810007\u4e07\u7f8e\u5143\uff09\u7684\u7f5a\u6b3e\uff0c\u539f\u56e0\u662f\u8be5\u884c\u5728\u53cd\u6d17\u94b1\uff08AML\uff09\u65b9\u9762\u5b58\u5728\u5931\u804c\u3002\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u662f\u745e\u94f6\u96c6\u56e2\uff08UBS Group AG\uff09\u65d7\u4e0b\u7684\u4e00\u4e2a\u5c0f\u578b\u5206\u652f\u673a\u6784\uff0c\u745e\u94f6\u96c6\u56e2\u662f\u745e\u58eb\u9886\u5148\u7684\u5168\u7403\u91d1\u878d\u670d\u52a1\u516c\u53f8\u3002.<\/p>\n\n\n<div class=\"cc-block tldr\">\n<p><strong>\u8da3\u95fb\uff1a<\/strong>\u00a0\u94f6\u884c\u7684\u540d\u79f0\u745e\u94f6\uff08UBS\uff09\u6765\u6e90\u4e8e\u2026\u2026 <strong>\u5386\u53f2\u5408\u5e76<\/strong> 1998\u5e74\uff0c\u745e\u58eb\u8054\u5408\u94f6\u884c\u4e0e\u745e\u58eb\u94f6\u884c\u96c6\u56e2\u5408\u5e76\u3002\u6536\u8d2d\u745e\u58eb\u4fe1\u8d37\u540e\uff0c\u745e\u94f6\u96c6\u56e2\u6210\u4e3a\u745e\u58eb\u6700\u5927\u7684\u94f6\u884c\u4e4b\u4e00\uff0c\u5360\u636e\u4e3b\u5bfc\u5730\u4f4d\u3002 <strong>\u8d85\u8fc7 40%<\/strong> \u5e02\u573a\u4efd\u989d\u3002.<\/p>\n<\/div>\n\n\n<h2 class=\"wp-block-heading\">\u5bfc\u81f4\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u88ab\u7f5a\u6b3e\u7684\u539f\u56e0\u662f\u4ec0\u4e48\uff1f<\/h2>\n\n\n\n<p>\u6469\u7eb3\u54e5\u53cd\u6d17\u94b1\u548c\u53cd\u6050\u878d\u8d44\u76d1\u7ba1\u5c40\uff08AMSF\uff09\u662f\u6469\u7eb3\u54e5\u7684\u91d1\u878d\u60c5\u62a5\u673a\u6784\uff0c\u8d1f\u8d23\u76d1\u7ba1\u53cd\u6d17\u94b1\u548c\u53cd\u6050\u878d\u8d44\u5408\u89c4\u4e8b\u5b9c\u3002\u8c03\u67e5\u671f\u95f4\uff0cAMSF\u53d1\u73b0\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u8fdd\u53cd\u4e86\u8be5\u56fd\u7684\u53cd\u6d17\u94b1\u4e49\u52a1\u3002 <a href=\"https:\/\/www.swissinfo.ch\/eng\/various\/money-laundering-ubs-fined-\u20ac6-million-in-monaco\/91380894\" target=\"_blank\" rel=\"noopener nofollow\" title=\"\">2018\u5e74\u81f32023\u5e74<\/a>. \u8fdd\u89c4\u884c\u4e3a\u5305\u62ec\u4ee5\u4e0b\u65b9\u9762\u7684\u7f3a\u9677\uff1a <a href=\"https:\/\/www.complycube.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e5%ae%a2%e6%88%b7%e5%b0%bd%e8%81%8c%e8%b0%83%e6%9f%a5\/\" title=\"\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD)<\/a> \u4ee5\u53ca\u6469\u7eb3\u54e5\u76d1\u7ba1\u6846\u67b6\u89c4\u5b9a\u7684\u6301\u7eed\u76d1\u6d4b\u7a0b\u5e8f\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img fetchpriority=\"high\" decoding=\"async\" width=\"1024\" height=\"577\" src=\"https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-1024x577.png\" alt=\"\u6807\u9898\uff1a\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u56e0\u53cd\u6d17\u94b1\u8fdd\u89c4\u88ab\u7f5a\u6b3e600\u4e07\u6b27\u5143\u3002\u56fe\u7247\u663e\u793a\u745e\u94f6\u5927\u697c\u548c\u6469\u7eb3\u54e5\u56fd\u65d7\u4e0e\u6587\u7ae0\u5185\u5bb9\u76f8\u7b26\u3002\" class=\"wp-image-33168\" srcset=\"https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-1024x577.png 1024w, https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-300x169.png 300w, https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-768x433.png 768w, https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-1536x866.png 1536w, https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-2048x1154.png 2048w, https:\/\/www.complycube.com\/wp-content\/uploads\/2026\/05\/ubs-monaco-fined-6-million-18x10.png 18w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure>\n\n\n\n<h3 class=\"wp-block-heading\">\u745e\u94f6\u6469\u7eb3\u54e5\u5206\u884c\u591a\u6b21\u8fdd\u53cd\u5408\u89c4\u4e49\u52a1\uff0c\u5305\u62ec\uff1a<\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u9ad8\u98ce\u9669\u5ba2\u6237\u7684\u8d22\u5bcc\u8bc4\u4f30\u6765\u6e90\u8584\u5f31<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u672a\u80fd\u8bc6\u522b\u548c\u6838\u5b9e\u590d\u6742\u516c\u53f8\u7ed3\u6784\u4e2d\u7684\u53d7\u76ca\u6240\u6709\u6743<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u672a\u5b8c\u6210 <a href=\"https:\/\/www.complycube.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e6%94%bf%e6%b2%bb%e5%85%ac%e4%bc%97%e4%ba%ba%e7%89%a9\/\" title=\"\">\u653f\u6cbb\u516c\u4f17\u4eba\u7269 (PEP)<\/a> \u5728\u5ba1\u67e5\u768425\u4e2a\u75c5\u4f8b\u4e2d\uff0c\u67095\u4e2a\u75c5\u4f8b\u8fdb\u884c\u4e86\u7b5b\u67e5\u3002<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5bf9\u8de8\u8d8a\u9ad8\u98ce\u9669\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u5927\u989d\u56fd\u9645\u8d44\u91d1\u8f6c\u79fb\u5ba1\u67e5\u4e0d\u8db3<\/li>\n<\/ul>\n\n\n\n<p>\u8be5\u94f6\u884c\u4e5f\u672a\u80fd\u8bb0\u5f55\u9ad8\u98ce\u9669\u91d1\u878d\u4ea4\u6613\u7684\u6027\u8d28\u548c\u76ee\u7684\uff0c\u5c24\u5176\u662f\u4e0e\u653f\u5e9c\u673a\u6784\u5173\u7cfb\u5bc6\u5207\u7684\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEP\uff09\u7684\u4ea4\u6613\u3002\u8fd9\u4ee4\u4eba\u9707\u60ca\uff0c\u56e0\u4e3a\u8fd9\u4e00\u6f0f\u6d1e\u5f88\u5bb9\u6613\u88ab\u4e0d\u6cd5\u5206\u5b50\u5229\u7528\uff0c\u4ece\u800c\u8f6c\u79fb\u975e\u6cd5\u8d44\u91d1\u3002.&nbsp;<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5bfc\u81f4\u6570\u767e\u4e07\u6b27\u5143\u7f5a\u6b3e\u7684\u4e00\u4e9b\u663e\u8457\u6f0f\u6d1e\u5305\u62ec\uff1a<\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5141\u8bb8\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u5728\u672a\u8fdb\u884c\u5168\u9762\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\u7684\u60c5\u51b5\u4e0b\u5b8c\u6210600\u4e07\u6b27\u5143\u7684\u4ea4\u6613<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u53ef\u7591\u4ea4\u6613\u62a5\u544a\u5ef6\u8fdf\u6700\u591a\u8fbe 253 \u5929<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8d85\u8fc7100780\u4e07\u7f8e\u5143\u7684\u8d44\u91d1\u4ece\u6c99\u7279\u963f\u62c9\u4f2f\u548c\u9ece\u5df4\u5ae9\u672a\u7ecf\u5145\u5206\u6838\u5b9e\u7684\u623f\u5730\u4ea7\u516c\u53f8\u8f6c\u79fb\u51fa\u53bb\u3002<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u57fa\u4e8e\u9648\u65e7\u6587\u4ef6\u548c\u5927\u90e8\u5206\u672a\u7ecf\u7ffb\u8bd1\u7684\u4fc4\u8bed\u8d44\u6599\u63a5\u624b\u4e86\u4e00\u4f4d\u65b0\u5ba2\u6237\uff0c\u8fd9\u8868\u660e\u7f3a\u4e4f\u5c3d\u804c\u8c03\u67e5\u3002<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\">\u6469\u7eb3\u54e5\u88ab\u5217\u5165\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u7070\u540d\u5355<\/h2>\n\n\n\n<p>AMSF\u7684\u547c\u5401\u662f\u52a0\u5f3a\u5176\u5728\u6253\u51fb\u6d17\u94b1\u548c\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u65b9\u9762\u4f5c\u7528\u7684\u91cd\u8981\u4e3e\u63aa\u3002\u8fd9\u4e00\u70b9\u5c24\u4e3a\u91cd\u8981\uff0c\u56e0\u4e3a\u6469\u7eb3\u54e5\u5df2\u88ab\u5217\u5165\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff092024\u5e74\u7684\u7070\u540d\u5355\u548c\u6b27\u76df\u59d4\u5458\u4f1a2025\u5e74\u7684\u9ad8\u98ce\u9669\u7b2c\u4e09\u56fd\u540d\u5355\u3002.<\/p>\n\n\n<div class=\"cc-block tldr\">\n<p><strong>\u8da3\u95fb\uff1a<\/strong> \u7070\u540d\u5355\u6700\u521d\u7531\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff09\u57282007\u5e74\u540e\u6b63\u5f0f\u5236\u5b9a\u3002\u8be5\u540d\u5355\u5c06\u4e00\u4e2a\u56fd\u5bb6\u5217\u5165\u5236\u88c1\u540d\u5355\u3002 <strong>\u52a0\u5f3a\u76d1\u6d4b<\/strong> \u7531\u4e8e\u53cd\u6d17\u94b1\u548c\u53cd\u6050\u878d\u8d44\u63a7\u5236\u65b9\u9762\u7684\u6218\u7565\u7f3a\u9677\uff0c\u8fd1\u5e74\u6765\u88ab\u5217\u5165\u7070\u540d\u5355\u7684\u56fd\u5bb6\u5305\u62ec\u73bb\u5229\u7ef4\u4e9a\u3001\u79d1\u5a01\u7279\u548c\u59d4\u5185\u745e\u62c9\u3002.\u00a0<\/p>\n<\/div>\n\n\n<p>\u6b64\u5916\uff0cAMSF\u6307\u51fa\uff0c\u745e\u94f6\u6469\u7eb3\u54e5\u672a\u80fd\u63d0\u4f9b\u5176\u591a\u9879\u4e1a\u52a1\u5173\u7cfb\u7684\u6027\u8d28\u548c\u76ee\u7684\u7b49\u5fc5\u8981\u7ec6\u8282\uff0c\u8fd9\u8868\u660e\u5176\u5185\u90e8\u5ba1\u8ba1\u804c\u80fd\u5b58\u5728\u7cfb\u7edf\u6027\u7f3a\u9677\u3002\u6700\u7ec8\uff0c600\u4e07\u6b27\u5143\u7684\u7f5a\u6b3e\u8fd8\u5e26\u6765\u4e86\u58f0\u8a89\u5f71\u54cd\uff0c\u56e0\u4e3aAMSF\u5c06\u516c\u5e03\u8be5\u6267\u6cd5\u51b3\u5b9a\u957f\u8fbe\u4e94\u5e74\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><a href=\"https:\/\/www.complycube.com\/zh\/%e6%8e%a5%e8%a7%a6\/%e8%81%94%e7%b3%bb%e9%94%80%e5%94%ae\/\"><img decoding=\"async\" width=\"1024\" height=\"577\" src=\"https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-1024x577.png\" alt=\"\u7acb\u5373\u5f00\u59cb\u5bf9\u8bdd\uff0c\u4e86\u89e3\u6709\u5173\u6211\u4eec\u89e3\u51b3\u65b9\u6848\u7684\u66f4\u591a\u4fe1\u606f\" class=\"wp-image-24010\" srcset=\"https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-1024x577.png 1024w, https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-300x169.png 300w, https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-768x433.png 768w, https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-1536x866.png 1536w, https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-2048x1154.png 2048w, https:\/\/www.complycube.com\/wp-content\/uploads\/2025\/04\/4-3-18x10.png 18w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/a><\/figure>\n\n\n\n<p>\u8ba2\u9605 ComplyCube \u7684 <a href=\"https:\/\/www.linkedin.com\/newsletters\/the-trust-edition-7103022355722981376\/\" title=\"\">\u4fe1\u4efb\u7248\u7b80\u8baf<\/a>, \u5728\u8fd9\u91cc\uff0c\u6211\u4eec\u5c06\u63a2\u8ba8\u5168\u7403\u8eab\u4efd\u9a8c\u8bc1\u548c\u53cd\u6d17\u94b1\u9886\u57df\u7684\u6700\u65b0\u53d1\u5c55\u52a8\u6001\u3002\u6b64\u5916\uff0c\u6211\u4eec\u8fd8\u4f1a\u5206\u4eab\u6709\u5173\u5982\u4f55\u9075\u5b88\u6700\u65b0\u6cd5\u89c4\u7684\u5b9d\u8d35\u89c1\u89e3\u3002.<\/p>","protected":false},"excerpt":{"rendered":"<p>\u603b\u90e8\u4f4d\u4e8e\u745e\u58eb\u7684\u745e\u94f6\u96c6\u56e2 (UBS AG) \u65d7\u4e0b\u7684\u745e\u94f6\u6469\u7eb3\u54e5 (UBS Monaco) \u56e0\u8fdd\u53cd\u53cd\u6d17\u94b1\u8981\u6c42\u800c\u88ab\u6469\u7eb3\u54e5\u76d1\u7ba1\u673a\u6784\u6469\u7eb3\u54e5\u91d1\u878d\u5b89\u5168\u7ba1\u7406\u5c40 (AMSF) \u7f5a\u6b3e 600 \u4e07\u6b27\u5143\u3002.<\/p>","protected":false},"author":27,"featured_media":33167,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"content-type":"","inline_featured_image":false,"footnotes":""},"categories":[1],"tags":[10],"class_list":["post-33143","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news","tag-anti-money-laundering"],"acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/posts\/33143","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/users\/27"}],"replies":[{"embeddable":true,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/comments?post=33143"}],"version-history":[{"count":18,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/posts\/33143\/revisions"}],"predecessor-version":[{"id":33196,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/posts\/33143\/revisions\/33196"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/media\/33167"}],"wp:attachment":[{"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/media?parent=33143"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/categories?post=33143"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.complycube.com\/zh\/wp-json\/wp\/v2\/tags?post=33143"}],"curies":[{"name":"\u53ef\u6e7f\u6027\u7c89\u5242","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}